Risk Management/Loss Prevention Program

Date	Case No.	Title	Categories
08/18/2011	1100	Breach of Confidentiality	Consulting
08/18/2011	1101	Improper Advice Related to Generation Skipping Tax Matters	Accouting Consulting Tax
10/03/2011	1102	Failure to advise of the necessity of paying sales taxes	Accouting
10/03/2011	1103	Failure to Properly Bill Health Insurance Claims	Consulting
10/03/2011	1104	Failure to Bill and Follow Up on Health Insurance Claims	Consulting
10/03/2011	1105	Improper Structuring of Partnership	Consulting
10/03/2011	1106	Failure to File Tax Returns	Accouting Consulting
10/03/2011	1107	Miscalculation of Payroll	Accouting
10/03/2011	1108	Failure to Notify the Need to Pay State Sales Taxes	Accouting Tax
10/03/2011	1109	Failure to Advise of Proper Tax Deposits	Accouting Tax